02/01/2025 | No 1 / 2025 SEC amends fee regulations for filing the annual registration statement of listed companies

SEC Thailand, CFA Institute, and CFA Society Thailand Collaborate to Integrate ESG into Investment Analysis and Advisory Empowering Asset Managers: SEC Thailand Partners with PRI and AIGCC for Climate Action Plans Masterclass

Meanwhile, the Bank of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand and approved by the Minister of Finance.

The panelists shared and reflected their views on the SEC Strategic Plan 2022 – 2024, in which their advice and suggestions are highly beneficial to the future development of the Thai capital market.

Aug 9, 2024 · Bangkok, 12 September 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on draft amendments to the Rules on Establishment of Information Technology System (or IT Regulations and Guidelines) to be in line with the risk profiles of different groups of business operators.

ก.ล.ต. เป็นหน่วยงานของรัฐที่จัดตั้งขึ้นตามพระราชบัญญัติ ...

4 days ago · Recent Enforcement within 3 Months ( 102 record (s) found)The Securities and Exchange Commission

Remark : The fine according to the criminal compounding, the civil penalty and the compensation at an equal amount to the benefit received or should have been received from committing an offence along with the interest arising from such money shall be remitted to the Ministry of Finance as state revenue.The Securities and Exchange Commission

The SEC organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board supervising securities businesses; 3.

Assistant Secretary - General Mrs. Nataya Niyamanusorn Assistant Secretary-General (Investment Management) e-mail : nataya@sec.or.th Tel. : +66 2033 9889 Mr. Surasak Ritthongpitak Assistant Secretary-General (Intermediaries Supervision and Market) e-mail : surasak@sec.or.th Tel. : +66 2033 9623 Ms. Archinee Pattamasukhon Assistant Secretary-General (Stakeholders Relations) e-mail : archinee ...