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The Trump administration has chosen to issue various executive orders and implement other actions under the president’s ...
Democratic Senator Elizabeth Warren asked the U.S. securities regulator on Friday about its plans to supervise exchange-traded funds due to be launched by a company founded and majority-owned by ...
NEW YORK, April 2 (Reuters) - The U.S. Securities and Exchange Commission told staff on Wednesday it plans to shake up its enforcement and exams divisions by having them report under new deputy ...
LPL Financial LLC’s holdings in Vanguard U.S. Value Factor were worth $1,130,000 as of its most recent filing with the Securities and Exchange Commission. Other hedge funds and other ...