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According to Benzinga Pro, Stifel Financial's peer group average for short interest as a percentage of float is 3.16%, which ...
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about ... as part of a series of legal actions against a specific broker. Breaking out about $27 million in legal and other ...
He said the Stifel broker did not understand the risks of the notes, whose value was linked to the SPDR S&P Biotech ETF and stocks such as DocuSign, Dynatrace, Palantir Technologies and Twilio.
He said the Stifel broker did not understand the risks of the notes, whose value was linked to the SPDR S&P Biotech ETF and stocks such as DocuSign, Dynatrace, Palantir Technologies and Twilio. The ...
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
“We’re extremely pleased” with the award, Erez told Reuters. “This is a strong message to Stifel and other broker-dealers that if you don’t enforce industry and compliance ...
Scottish Mortgage Investment Trust logo seen displayed on a smart phone (Photo Illustration by Igor Golovniov/SOPA Images/LightRocket via Getty Images) City broker Stifel has warned that popular ...
Stifel’s broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated, including its Eaton Partners and Miller Buckfire & Co., LLC business divisions ...
Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated, including its Eaton Partners and Miller Buckfire & Co., LLC business divisions; Keefe, ...
Stifel Nicolaus is planning to ask a court to vacate an arbitration ruling that ordered it to pay more than $14 million related to a structured note strategy overseen by one of Stifel’s brokers ...
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