Economist Henrik Zeberg has warned that the S&P 500 index is likely to face a significant reversal, one that could prove ...

JPMorgan has shifted its market stance, signaling renewed optimism for equities as geopolitical tensions appear to have ...

The Ohio Department of Commerce Division of Securities announces that Ohio has joined a multimillion-dollar settlement with dozens of other state securities regulators following an investigation into ...

S tifel Financial recruited an advisor team that oversaw $2.1 billion in client assets at Oppenheimer & Co., making another ...

Ohio has joined a multimillion-dollar settlement with other state securities regulators after an investigation into five ...

Stifel Financial Corp. (NYSE:SF) Q1 2025 Earnings Call Transcript April 23, 2025 Stifel Financial Corp. misses on earnings expectations. Reported EPS is $0.49 EPS, expectations were $1.61.

Earnings Call Insights: Stifel Financial Corp. (SF) Q1 2025. ... Legal charges of $180 million associated with a FINRA arbitration ruling impacted Q1 results, reducing EPS by $1.16. Q&A.

A Finra arbitration panel last week ruled that Stifel, Nicolaus & Co., failed to prove its case against a former Indianapolis team it accused of “raiding” its employees and business, and ...

Stifel’s FINRA claim against Aguirre and Hall was settled last month. Knall, Pence and Cohen are former managing directors of St. Louis-based Stifel’s 96 th Street office, ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts. More cases are in the pipeline.

FINRA arbitration panels seldom go into the reasons for their decisions, but the Stifel ruling did provide some detailed justifications for the punitive damages award.