ASIC issued infringement notices to three AFSLs in February whose financial advisers provided personal advice to a retail client while unregistered. Australian Advice Network Pty Ltd, IA Advice Pty ...

PM Capital has hit out at Platinum Asset Management, saying the firm only provided “limited engagement” following its bid for listed investment companies (LICs). On 7 April, Platinum stated it had ...

The Financial Services and Credit Panel (FSCP) has made a written direction after an adviser gave incorrect advice regarding non-concessional contributions. The individual, identified as Mr U, gave ...

Platinum Asset Management has rejected a bid from PM Capital to acquire its two listed investment companies (LICs). At the end of February, PM Capital stated it had made a non-binding, indicative ...

An Adelaide-based financial planning and accounting firm is set to merge into Count Adelaide. In an ASX announcement, Count confirmed that Johnston Grocke has entered into a binding transaction to ...

Two options are available when paying a lump sum superannuation death benefit to a SIS dependant who is a non-tax dependant, such as an adult child. The sum death benefit can be paid directly from the ...