A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

A Finra panel ruled the firm's conduct overconcentrated the family in structured notes and limited industries.

Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...

The three-member panel on Wednesday awarded $26.5 million in compensatory damages, $79.5 million in punitive damages and $26.5 million for legal fees to David Jannetti, of Miami Beach, Florida ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was, as part ...