A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

The three-member panel of the Financial Industry Regulatory Authority on Wednesday awarded David Jannetti of Miami and his three children—Sarah Lyn Jannetti, Adam Jannetti and Leah Jannetti—a ...

Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...

The three-member panel on Wednesday awarded $26.5 million in compensatory damages, $79.5 million in punitive damages and $26.5 million for legal fees to David Jannetti, of Miami Beach, Florida ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was, as part ...