News

Asset managers prepare for the SEC to break down a wall between mutual funds and ETFs
Dozens of fund issuers have petitioned the Securities and Exchange Commission for the ability to combine mutual funds and ETF ...
New consumption-themed ETF has been filed with SEC
A new exchange traded fund, the Alpha Brands Consumption Leaders ETF, has been filed with the U.S. Securities and Exchange Commission as it aims to tap into the power of consumer spending and brand ...
Cybersecurity Under the Microscope: What the SEC’s 2025 Exam Priorities and Reg S-P Updates Mean for Private Fund Managers
In a fast-evolving regulatory landscape, private fund managers are facing heightened scrutiny over their cybersecurity practices. The SEC Division of Examinations' 2025 Exam Priorities, released ...
Paul Atkins: 'Crypto markets have been languishing in SEC limbo'
SEC Chair Paul Atkins offered a window into how the regulator intends to handle digital assets under the current leadership.
SEC’s Crenshaw says agency playing ‘regulatory Jenga’ with crypto
SEC Commissioner Caroline Crenshaw has slammed the regulator's “about-face” on crypto, claiming it's dangerously dismantling ...