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Stifel, Nicolaus & Company Inc. has been ordered by an arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary duty and negligence tied to risky ...
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a three-person arbitration panel ruled Stifel Nicolaus & Co. Inc. pay $ ...
The latest decision against Stifel again involves a Miami-based broker named Chuck A. Roberts whose recommendations of complicated investments known as structured notes have already resulted in ...
Stifel Financial Corp. provides securities brokerage, investment banking, trading, investment advisory and related financial services. It operates through the following segments: Global Wealth ...
Kleen is a senior transfer for the Tigers from Sweden ... Beginning in 1971, the Fred Haskins Award presented by Stifel is annually given to the top male U.S. collegiate golfer as voted on ...
March 13 (Reuters) - Stifel Financial (SF.N), opens new tab was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk ...
DETROIT — It is May, and the 22-13 Detroit Tigers have the best record in the American League. The team’s run differential of plus-63 is the best in baseball as of Monday morning, a sign that ...