Roberts resigned from Stifel earlier this month, the company confirmed at the time. It declined to comment on his ban from ...

Chuck Roberts, the star broker whose structured-notes strategy has resulted in numerous customer complaints and a $132.5 ...

Stifel – so far - is on the hook for more than $166 million in damages, legal fees and settlements in investor complaints ...

"The outcome is correct, but it's disappointing that FINRA had ample opportunity to investigate the merits of clients' allegations in these claims, including the testimony in the three investor ...

A Finra arbitration panel last week ruled that Stifel, Nicolaus & Co., failed to prove its case against a former Indianapolis team it accused of “raiding” its employees and business, and ...

A Stifel Nicolaus "raiding" case against former associates who left to set up their own Indianapolis-based advisory firm is testing the limits of the industry's Broker Protocol, which is designed ...

Stifel ordered to pay one of the largest-ever Finra arbitration fines for allegedly misleading investors Finra panel says Stifel was ‘required to have heightened supervision’ of a broker ...

Stifel gets hit with nearly $80 million in punitive damages in a $133 million arbitration award over a broker's risky recommendations. Stifel follows closely on UBS's heels in getting hit with ...

ST. LOUIS, Feb. 12, 2025 (GLOBE NEWSWIRE) -- Stifel Financial Corp. (NYSE: SF) today announced the launch of Stifel Discover, a new Stifel-branded content feed available through its Wealth Tracker ...