The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...
Stifel has been hit with a large penalty in an arbitration case stemming from a broker’s structured-notes strategy that has resulted in more than a dozen investor complaints.
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...
Stifel lowered the firm’s price target on Conagra Brands (CAG) to $26 from $28 and keeps a Hold rating on the shares after the company hosted the opening reception to kick off CAGNY on Monday ...
Nike Air Force 1 popularity is down sharply. The AF1 was mentioned in 24 percent of checks for AS 2025, falling from 46 ...
We sell different types of products and services to both investment professionals and individual investors. These products and services are usually sold through license agreements or subscriptions ...
Stifel Financial Corp. provides securities brokerage, investment banking, trading, investment advisory and related financial services. It operates through the following segments: Global Wealth ...
David Jannetti and family members in 2023 sued Stifel Nicolaus & Co., the broker-dealer subsidiary of Stifel Financial, claiming at least $5 million in damages related to investments in structured ...
Stifel Financial on Thursday said it has been ordered to pay $132 million connection with allegations regarding investment recommendations. The Financial Industry Regulatory Authority, a U.S ...
For the remainder of the year, Puma aims for a gradual sales recovery and benefits from its NextLevel restructuring plan.
Stifel Financial Corp. operates as the bank holding company for Stifel, Nicolaus & Company, Incorporated that provides retail and institutional wealth management, and investment banking services ...