Stifel Ordered to Pay $7 Million in Advisor Raiding Case
The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...
InvestmentNews18h
Stifel loses another hefty arbitration case – this time to ex-advisors
Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a three-person arbitration panel ruled Stifel Nicolaus & Co. Inc. pay $7 ...
The Indiana Lawyer5h
Regulatory panel denies Stifel’s claim against Indy competitor
A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...
Stifel ordered to pay one of the largest-ever Finra arbitration fines for allegedly misleading investors
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...
Stifel (SF) Stock Dwindles After Bad Advice Leads to Multi Million Dollar Fine
Shares in financial firm Stifel (SF) dropped 3% today after it was told to cough up $132.5 million in damages to a U.S.
Stifel Hires $1.3 Billion Advisor Team From Raymond James
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
Mineralys Therapeutics Announces Closing of Underwriters’ Option to Purchase Additional Shares in Connection with Public Offering of Common Stock
Mineralys Therapeutics, Inc. (Nasdaq: MLYS), a clinical-stage biopharmaceutical company focused on developing medicines to target hypertension, chronic kidney disease (CKD), obstructive sleep apnea ...
Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
Stifel Canada Issues Pessimistic Outlook for ASTL Earnings
Stock analysts at Stifel Canada reduced their Q1 2027 earnings per share estimates for shares of Algoma Steel Group in a ...