The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...
A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...
Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a three-person arbitration panel ruled Stifel Nicolaus & Co. Inc. pay $7 ...
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...
Shares in financial firm Stifel (SF) dropped 3% today after it was told to cough up $132.5 million in damages to a U.S.
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
Stifel Nicolaus analyst Benjamin Nolan maintained a Buy rating on New Fortress Energy (NFE – Research Report) yesterday and set a price target ...
Stock analysts at Stifel Canada reduced their Q1 2027 earnings per share estimates for shares of Algoma Steel Group in a ...
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...