Euromoney7h
SEC commissioner Hester Peirce: ‘There’s a real desire for change in the market’
With a new president in the White House and a new chairman incoming, the US Securities and Exchange Commission is on the cusp ...
clubofmozambique.com8h
Credit Suisse fines from Mozambique scandal to fund victims’ compensation
The US Securities and Exchange Commission (SEC) is directing the fines imposed on Credit Suisse, related to the Mozambique scandal, into a fund. The fund, which amounts to around $105.5 million (CHF96 ...
Courthouse News Service18h
AT&T urges Fifth Circuit to axe $57 million FCC fine
The commission slapped several major wireless carriers with hefty fines last year for failing to protect customer location ...
CoinDesk19hOpinion
10 Commandments for Federal Securities Laws
Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...
‘What’s Different About Jarkesy?’ 5th Circuit Weighs if FCC Forfeiture Order is Constitutional
Last summer, the Supreme Court held in Jarkesy v. U.S. Securities and Exchange Commission that the the SEC must seek civil ...