ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those ...

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...

The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

On January 2, 2025, the Securities and Exchange Commission (the SEC) published an order approving a proposed rule change filed by the ...

With $160 million in funding from Wall Street heavyweights, the startup’s CEO wants to challenge New York as a financial hub.

Coinbase has asked a US appeals court to rule that crypto trades on its platform aren’t securities in its bid to settle an SEC lawsuit.

(Reuters) - The Texas Stock Exchange (TXSE) is eyeing a 2026 launch after submitting paperwork to operate as a national ...

Abu Dhabi, United Arab Emirates: The Abu Dhabi Securities Exchange (ADX) has signed a Memorandum of Understanding (MoU) with the Iraqi Securities Commission at the governmental palace in Baghdad, ...

Mark Uyeda, the U.S. Securities and Exchange Commission acting chairman, launched a cryptocurrency task force dedicated to developing a comprehensive and clear regulatory framework for digital ...

Top Republican officials at the U.S. Securities and Exchange Commission are poised to begin ... complex enforcement actions that hinge on the definition of a security. Dismissing dozens of ...