As we head further into 2025, the landscape of SEC exams and enforcement is poised for significant shifts. How will the SEC ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

Welcome to this Edition of Everything Compliance, Shout Outs and Rants. In this episode, we have the full gang of Matt Kelly, Jonathan Marks, ...

After the preschool years, kids still like cartoons, but they want something more complex than straightforward messages about friendship and sharing. They like a bit of conflict, some bad guys (who ...

At the start of a new calendar year and a new presidential administration, PRINTING United Alliance experts weigh in on what ...

We then try to identify opportunities for regulatory bodies to navigate today’s challenging landscape and prepare for enhancing investment — both in the way they make rules and the way they enforce ...

As organizations grapple with data privacy, cybersecurity, and regulatory compliance risks, CLOs are prioritizing talent development and future skills including business acumen, technological fluency, ...

Choplife Gaming Limited, a prominent gaming franchise with operations spanning East and West Africa, continues to make impressive strides in Tanzania's thriving gaming sector. Offering a diverse ...

Keyamo emphasized that the taskforce’s final report will be made public, highlighting the government’s commitment to transparency and regulatory compliance in the aviation sector. The ...

proficiency and skills Achieve distinction – set yourself apart from the competition by distinguishing your practice with a recognised quality mark Comprehensive syllabus – gain a thorough ...

Organizations must leave tick-box compliance behind and embrace meaningful, modern training strategies that empower the workforce.