As we head further into 2025, the landscape of SEC exams and enforcement is poised for significant shifts. How will the SEC ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

Welcome to this Edition of Everything Compliance, Shout Outs and Rants. In this episode, we have the full gang of Matt Kelly, Jonathan Marks, ...

At the start of a new calendar year and a new presidential administration, PRINTING United Alliance experts weigh in on what ...

We then try to identify opportunities for regulatory bodies to navigate today’s challenging landscape and prepare for enhancing investment — both in the way they make rules and the way they enforce ...

As organizations grapple with data privacy, cybersecurity, and regulatory compliance risks, CLOs are prioritizing talent development and future skills including business acumen, technological fluency, ...

Keyamo emphasized that the taskforce’s final report will be made public, highlighting the government’s commitment to transparency and regulatory compliance in the aviation sector. The ...

Organizations must leave tick-box compliance behind and embrace meaningful, modern training strategies that empower the workforce.

If confirmed, Bessent would oversee the IRS and the Financial Crimes Enforcement Network, which both play key roles in shaping tax and compliance policies for ... specifically as a payment option, if ...

The Nigeria Security and Civil Defence Corps Mining Marshals have unveiled their strategic operational plans for 2025, focusing on intensified field operations, strengthened regulatory compliance ...

He noted ANZ could face regulatory penalties over compliance issues within its retail bank, or high level supervision or the imposition of even more risk capital as an overlay. ANZ was slapped ...