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Stifel Financial has suffered another costly loss in Finra arbitration.ncial. A panel of three arbitrators rejected Stifel’s ...
Stifel, Nicolaus & Company Inc. has been ordered by an arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary duty and negligence tied to risky ...
Stifel Financial Corp. saw its retail broker-dealer lose another multi-million-dollar lawsuit involving complex products and a star broker in south Florida, with a Finra arbitration panel last ...
According to a report from Reuters, Stifel Financial Corp., which has experience in making deals to acquire struggling financial services firms, is in talks to buy B. Riley’s retail brokerage ...
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