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Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a three-person arbitration panel ruled Stifel Nicolaus & Co. Inc. pay $ ...
Kleen is a senior transfer for the Tigers from Sweden ... Beginning in 1971, the Fred Haskins Award presented by Stifel is annually given to the top male U.S. collegiate golfer as voted on ...
A Finra arbitration panel ordered Stifel Financial's (NYSE:SF) Stifel, Nicolaus & Company subsidiary to pay ~$132M in a dispute over its investment recommendations, the firm disclosed on Thursday.
March 13 (Reuters) - Stifel Financial (SF.N), opens new tab was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk ...
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...
St. Louis-based Stifel Financial Corp. on Wednesday reported net income available to shareholders of $43.6 million for the first quarter – a 72% drop compared with the same period in 2024.
A slew of costly legal charges cut profits at Stifel's Wealth Management division by more than half in the first quarter, the company reported Wednesday. The firm reported record first-quarter ...