The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...

Stifel has been hit with a large penalty in an arbitration case stemming from a broker’s structured-notes strategy that has resulted in more than a dozen investor complaints.

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...

Stifel Nicolaus & Co. and a female worker who alleged sexual assault, harassment, and retaliation against the wealth ...

Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...

Stifel Financial Corp. provides securities brokerage, investment banking, trading, investment advisory and related financial services. It operates through the following segments: Global Wealth ...

LONDON & NEW YORK--(BUSINESS WIRE)-- Compass ... announced today that management will present at the Stifel Virtual CNS Forum at 11:30 am ET on March 18th, 2025. A live audio webcast of the ...

(Reuters) - Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk of complex structured notes ...

Learn more about whether Affiliated Managers Group, Inc. or Stifel Financial Corp. is a better investment based on AAII's A+ Investor grades, which compare both companies' key financial metrics.

On Wednesday, Stifel analyst Alex Thompson reaffirmed a Buy rating on Dianthus Therapeutics (NASDAQ:DNTH) with a steady price target of $52.00. The endorsement follows the company’s fourth-quarter ...

Compass Pathways plc (Nasdaq: CMPS), a biotechnology company dedicated to accelerating patient access to evidence-based innovation in mental health, announced today that management will present at the ...