A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...
Stifel Financial Corp. operates as the bank ... and private placements; and retail and commercial banking services comprising personal and commercial lending programs, as well as deposit accounts.
Stifel has been hit with a large penalty in an arbitration case stemming from a broker’s structured-notes strategy that has resulted in more than a dozen investor complaints.
A Financial Industry Regulatory Authority arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a group of former Stifel advisers after rejecting ...
RxSight (NASDAQ:RXST – Get Free Report) had its target price cut by equities researchers at Stifel Nicolaus from $33.00 to ...
(Reuters) - Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk of complex structured notes ...
David Jannetti and family members in 2023 sued Stifel Nicolaus & Co., the broker-dealer subsidiary of Stifel Financial, claiming at least $5 million in damages related to investments in structured ...
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
Learn more about whether Invesco Ltd. or Stifel Financial Corp. is a better investment based on AAII's A+ Investor grades, ...
Stifel Bank and Stifel Bank & Trust offer a full range of consumer and commercial lending solutions. Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A. offer trust and related services ...
Learn more about whether Affiliated Managers Group, Inc. or Stifel Financial Corp. is a better investment based on AAII's A+ Investor grades, which compare both companies' key financial metrics.
Microsoft shares traded at $379.43 as of 2:12 p.m. GMT-4 on Monday, down $13.88, or 3.5%, from the previous close.