Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...

Stifel also was slapped with the costs of the hearing fees, which amounted to $45,675. Wayne Turner of Hoover Hull Turner LLP, the law firm that represented the brokers, in an email said, “The FINRA ...

A Finra panel ruled the firm's conduct overconcentrated the family in structured notes and limited industries.

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about ... as part of a series of legal actions against a specific broker. Breaking out about $27 million in legal and other ...

Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...