Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a three-person arbitration panel ruled Stifel Nicolaus & Co. Inc. pay $ ...

The panel also ruled the Stifel branch manager had no knowledge that the financial adviser involved in the transactions, ...

By Mark Schoeff Jr. Stephen Straus showed up for work each day at the Stifel Financial branch office in Chicago at an age when most financial advisers would have long been retired. It’s one of ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...

said he can see how advisors who are planning to branch out on their own might not know how far they can go. He added that Stifel Nicolaus is far from the only firm with a history of recruiting ...

Joseph R. Crespi worked for Stifel, Nicolaus, and Company, from December 2018 to February 2022. He worked as a broker-dealer agent for a satellite branch office, located at 41 Taunton Green in ...

Stifel Financial Corp. will host its first quarter ... the ability to successfully integrate acquired companies or the branch offices and financial advisors; a material adverse change in financial ...

St. Louis-based Stifel Financial Corp. on Wednesday reported net income available to shareholders of $43.6 million for the first quarter – a 72% drop compared with the same period in 2024.