JD Supra1h
Current Developments in SEC Enforcement for Public Companies and a Look Ahead 2024–2025
The US Securities and Exchange Commission (SEC) brought a number of notable enforcement proceedings against public companies in fiscal year ...
JD Supra4d
The Impact of Flexible SEC Sanctions on Defendants
U.S. federal law gives the Securities and Exchange Commission (“SEC”) flexibility when seeking sanctions, including remedies that are tailored ...
AI Startup Ex-CEO and Wife’s Fraud Raised $60 Million, SEC Says
The former CEO of GameOn Inc. and his wife defrauded investors out of more than $60 million by falsely inflating the AI chat ...
Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
Texas Stock Exchange files for SEC approval as ‘Y’all Street' takes shape
The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first ...
Crowdfund Insider7d
ICAN Founder Nick Morgan Shares What Needs to be Fixed at the Securities and Exchange Commission (SEC)
ICAN, or Investors Choice Advocates Network, is a non-profit that advocates on behalf of underserved investors and those ...
SEC accuses Elon Musk of securities violation in new suit
The Securities Exchange Commission has filed suit against Elon Musk, alleging that he violated securities law.