As LPL fights to keep teams in the fold, competitors are making strong plays and pointing to the large brokerage's perceived blemishes. The founders of KRM Investment Counsel said they also found what ...

There is a new twist in the multifaceted legal war between wealth management companies LPL Financial and Ameriprise. LPL this ...

Jim Cracchiolo told analysts that the firm's retention "is quite good," even though his company, like many of its rivals, ...

LPL is offering Commonwealth advisors retention bonuses and reassurances that service and workplace culture aren’t changing.

Kestra and Cetera have joined Raymond James in their pursuit of Commonwealth advisors, while Fidelity is also pushing RIAs to ...

The broker-dealer giant has opened up a new management level, elevating several longtime leaders who've supported key pillars ...

LPL Financial (LPLA) announced James “Jim” Verdi, has joined LPL Financial’s broker-dealer, Registered Investment Advisor and custodial ...

In an internal memo, Commonwealth CEO Wayne Bloom acknowledged that advisors fear the company name will disappear.

LPL alleges Ameriprise sent notices that misled thousands of its clients into believing their data had been compromised.

LPL Financial LLC (Nasdaq:LPLA), today announced that five of its executives have been promoted into new Managing Director roles. Christa Carone, Gary Carrai, Brett Goodman, Scott Posner and Brent ...

The deal will provide a significant boost to LPL, giving it Commonwealth’s approximately 2,900 financial advisors and $285 billion of brokerage and advisory assets. LPL Financial said it would ...